Filing Details
- Accession Number:
- 0001140361-12-019366
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 17:39:48
- Reporting Period:
- 2012-04-02
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 17:39:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1063494 | Kbw Inc. | KBW | Security Brokers, Dealers & Flotation Companies (6211) | 134055775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380496 | M Andrew Senchak | C/O Kbw, Inc. 787 Seventh Avenue New York NY 10019 | Director, Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-02 | 200,000 | $18.21 | 164,363 | No | 4 | S | Indirect | All shares held by a family trust |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-04-02 | 0 | $0.00 | 318,753 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | All shares held by a family trust |
| No | 4 | A | Direct |
Footnotes
- Sale was effected pursuant to a Rule 10b5-1 plan entered into on March 13, 2012. All shares were sold by the Andrew Senchak Family Trust.
- This line does not reflect a separate transaction requiring reporting. It reflects all shares directly beneficially owned by the reporting person.
Billionaire Hedge Funds
