Filing Details
- Accession Number:
- 0000950142-12-000771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-02 19:20:29
- Reporting Period:
- 2012-03-29
- Filing Date:
- 2012-04-02
- Accepted Time:
- 2012-04-02 19:20:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297989 | Exlservice Holdings Inc. | EXLS | Services-Business Services, Nec (7389) | 820572194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373633 | Vikas Bhalla | 280 Park Avenue New York NY 10017 | Vp & Head Of Outsourcing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-03-29 | 3,963 | $27.50 | 16,980 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-03-29 | 5,437 | $11.88 | 22,417 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-03-29 | 5,437 | $27.50 | 16,980 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-03-30 | 9,392 | $27.51 | 7,588 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-03-30 | 2,563 | $11.88 | 10,151 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-03-30 | 14,400 | $8.75 | 24,551 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-03-30 | 16,963 | $27.51 | 7,588 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2012-03-29 | 5,437 | $0.00 | 5,437 | $11.88 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2012-03-30 | 2,563 | $0.00 | 2,563 | $11.88 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2012-03-30 | 14,400 | $0.00 | 14,400 | $8.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,563 | 2016-07-26 | No | 4 | M | Direct | |
| 0 | 2016-07-26 | No | 4 | M | Direct | |
| 0 | 2019-02-10 | No | 4 | M | Direct |
Footnotes
- This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $27.50 to $27.51 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- On March 29, 2012, the reporting person exercised previously issued options to purchase an aggregate of 5,437 shares of common stock of ExlService Holdings, Inc.
- This transaction was executed in multiple trades at prices ranging from $27.50 to $27.5098 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $27.50 to $27.52 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- On March 30, 2012, the reporting person exercised previously issued options to purchase an aggregate of 16,963 shares of common stock of ExlService Holdings, Inc.
- This transaction was executed in multiple trades at prices ranging from $27.50 to $27.527 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- 2,563 of these shares are vested and exercisable.
- Reflects an adjustment to shares previously reported on March 27, 2012.
- The options vested in multiple installments, with the final installment vesting on April 20, 2010.
- The options vested in multiple installments, with the final installment vesting on February 13, 2012.
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