Filing Details
- Accession Number:
- 0001181431-12-020421
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-29 14:29:00
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-03-29
- Accepted Time:
- 2012-03-29 14:29:00
- Original Submission Date:
- 2012-02-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504783 | Darin Lippoldt | C/O Volcano Corporation 3661 Valley Centre Drive, Suite 200 San Diego CA 92130 | Sr. Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-15 | 700 | $0.00 | 2,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-16 | 296 | $28.07 | 1,740 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2012-02-15 | 700 | $0.00 | 700 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,100 | No | 4 | M | Direct |
Footnotes
- This total includes 750 shares and 586 shares purchased under the 2007 Employee Stock Purchase Plan (ESPP) on February 28, 2011 and August 31, 2011, respectively.
- Pursuant to an instruction that complies with the provisions of Rule 10b5-1.
- 1/3 of the remaining restricted stock units vest on each of 02/15/2013, 02/15/2014, and 02/15/2015, contingent upon continuous service.
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