Filing Details
- Accession Number:
- 0000098246-12-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-28 12:02:37
- Reporting Period:
- 2012-03-26
- Filing Date:
- 2012-03-28
- Accepted Time:
- 2012-03-28 12:02:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016757 | N James Fernandez | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Prin. Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Acquisiton | 2012-03-26 | 36,200 | $0.00 | 80,488 | No | 4 | M | Direct | |
Common Stoc K $.01 Par | Disposition | 2012-03-26 | 17,057 | $70.34 | 63,431 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-based Restricted Stock Unit | Disposition | 2012-03-26 | 36,200 | $0.00 | 36,200 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par | 147 | Indirect | ESOP |
Footnotes
- Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2012 and publication of issuer's financial statements for the fiscal year-ended on that date. Units were granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16(b)-3. Units not eligible for conversion at the end of the performance period would have been canceled.
- Shares were sold to cover taxes on vested restricted stock units.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $70.33 to $71.10 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.