Filing Details

Accession Number:
0001209191-12-020103
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-27 17:13:35
Reporting Period:
2012-03-26
Filing Date:
2012-03-27
Accepted Time:
2012-03-27 17:13:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-26 800 $13.12 2,978,968 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 1,313 $13.13 2,977,655 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 100 $13.14 2,977,555 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 600 $13.16 2,976,955 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 300 $13.17 2,976,655 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 100 $13.18 2,976,555 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 1,000 $13.18 2,975,555 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 600 $13.19 2,974,955 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 100 $13.20 2,974,855 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 200 $13.21 2,974,655 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 300 $13.22 2,974,355 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 1,500 $13.22 2,972,855 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 300 $13.23 2,972,555 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 1,000 $13.23 2,971,555 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 100 $13.24 2,971,455 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 200 $13.24 2,971,255 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 100 $13.25 2,971,155 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 800 $13.26 2,970,355 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 200 $13.26 2,970,155 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 200 $13.26 2,969,955 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 4,008 $13.26 2,965,947 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 500 $13.27 2,965,447 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 100 $13.27 2,965,347 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 200 $13.27 2,965,147 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 4,278 $13.27 2,960,869 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 900 $13.28 2,959,969 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 100 $13.28 2,959,869 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 8,300 $13.28 2,951,569 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 1,300 $13.29 2,950,269 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-26 200 $13.29 2,950,069 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.