Filing Details
- Accession Number:
- 0001104659-12-021108
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-26 21:02:58
- Reporting Period:
- 2011-12-19
- Filing Date:
- 2012-03-26
- Accepted Time:
- 2012-03-26 21:02:58
- Original Submission Date:
- 2011-12-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1528129 | Laredo Petroleum Holdings Inc. | LPI | Crude Petroleum & Natural Gas (1311) | 453007926 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196792 | Iii F L Rooney | 15 W. Sixth Street, Suite 1800 Tulsa OK 74119 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-19 | 5,827 | $0.00 | 5,827 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-12-19 | 140,147 | $0.00 | 140,147 | No | 4 | J | Indirect | By Rooney Capital LLC |
Common Stock | Acquisiton | 2011-12-20 | 294,118 | $17.00 | 434,265 | No | 4 | P | Indirect | By Rooney Capital LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Rooney Capital LLC |
No | 4 | P | Indirect | By Rooney Capital LLC |
Footnotes
- These shares were received in connection with a corporate reorganization completed prior to the closing of the Issuer's initial public offering described in the prospectus dated December 14, 2011, in which Laredo Petroleum, LLC ("Laredo LLC") merged with the Issuer, with the Issuer being the surviving entity. In accordance with the limited liability company agreement of Laredo LLC, the reporting person received common stock of the Issuer in exchange for his vested and unvested units in Laredo LLC. The number of shares that the reporting person received was based on the value that the reporting person would have received under the distribution provisions of the Laredo LLC agreement upon a liquidation of Laredo LLC at a liquidation value determined by reference to the initial offering price. To the extent any such units were subject to vesting requirements, the common stock issued in exchange therefor is also subject to such requirements.
- The price to the public in the Issuer's initial public offering.
- By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), Mr. Rooney may be deemed to be a beneficial owner of the 434,265 shares of common stock of the Issuer held by Rooney Capital LLC. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, Mr. Rooney herein states that this Form 4 shall not be deemed an admission that he is the beneficial owner of such shares of common stock. Mr. Rooney disclaims beneficial ownership of the common stock of the Issuer, except to the extent that he has a pecuniary interest in such shares of common stock.
- The previously filed Form 4 mistakenly reported these 440,092 shares of common stock as all being directly held by Mr. Rooney. This amendment corrects the ownership to show that Mr. Rooney holds (i) 5,827 shares directly and (ii) 434,265 indirectly through Rooney Capital LLC.