Filing Details
- Accession Number:
- 0000874214-12-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-26 10:48:11
- Reporting Period:
- 2012-03-22
- Filing Date:
- 2012-03-26
- Accepted Time:
- 2012-03-26 10:48:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874214 | Ann Inc. | ANN | Retail-Women's Clothing Stores (5621) | 133499319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1091323 | Jr J James Burke | C/O Ann Inc. 7 Times Square New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-22 | 4,500 | $19.53 | 126,920 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-22 | 4,500 | $28.13 | 122,420 | No | 4 | S | Direct | |
| Commons Stock | Acquisiton | 2012-03-22 | 7,500 | $15.11 | 129,920 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-22 | 7,500 | $28.13 | 122,420 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-22 | 4,500 | $0.00 | 4,500 | $19.53 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-22 | 7,500 | $0.00 | 7,500 | $15.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-05-02 | 2012-05-02 | No | 4 | M | Direct |
| 0 | 2004-05-01 | 2013-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,500 | Indirect | By 2001 Dynasty Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.1150 to $28.1467, inclusive. The reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- These shares are held for the benefit of the reporting person's children.
Billionaire Hedge Funds
