Filing Details
- Accession Number:
- 0001140361-12-017274
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-23 17:38:39
- Reporting Period:
- 2012-03-21
- Filing Date:
- 2012-03-23
- Accepted Time:
- 2012-03-23 17:38:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1084817 | Responsys Inc | MKTG | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1517235 | Eugene Donald Smith | C/O Responsys, Inc. 900 Cherry Avenue, 5Th Floor San Bruno CA 94066 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-21 | 15,000 | $0.40 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-21 | 15,000 | $12.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-21 | 15,000 | $0.00 | 15,000 | $0.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 259,375 | 2016-05-09 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2012.
- Corrects the Reporting Person's "Amount of Securities Beneficially Owned Following Reported Transaction" which was reported incorrectly on Forms 4 filed with the U.S. Securities and Exchange Commission on March 14, 2012 and March 19, 2012. On November 10, 2011, the Reporting Person transferred 22,000 shares of the Issuer's common stock to his ex-spouse pursuant to a domestic relations settlement agreement. The Reporting Person no longer reports as beneficially owning any securities owned by his ex-spouse.
- The stock option grant is 100% vested and immediately exercisable.
Billionaire Hedge Funds
