Filing Details
- Accession Number:
- 0000098246-12-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-23 13:53:27
- Reporting Period:
- 2012-03-22
- Filing Date:
- 2012-03-23
- Accepted Time:
- 2012-03-23 13:53:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016748 | K. Charles Marquis | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Acquisiton | 2012-03-22 | 7,500 | $25.85 | 89,271 | No | 4 | M | Indirect | By Revocable Trust |
Common Stock $.01 Par | Disposition | 2012-03-22 | 7,500 | $72.50 | 81,771 | No | 4 | S | Indirect | By Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Revocable Trust |
No | 4 | S | Indirect | By Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-03-22 | 7,500 | $0.00 | 7,500 | $25.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-01-16 | 2013-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par | 800 | Indirect | By Marquis Ventures LLC |
Common Stock $.01 Par | 39,600 | Indirect | By GRAT |
Common Stock $.01 Par | 39,600 | Indirect | By GRAT |
Footnotes
- Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- 903 shares in the total are the shares underlying RSUs.
- Marquis Ventures LLC is a California limited liability company. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by Marquis Ventures LLC.
- Shares are held by a grantor annuity trust entitiled "Charles Marquis 2010 Irrevocable Trust, as Trustee.
- Shares are held by a grantor annuity trust entitiled "Cynthia Marquis 2010 Irrevocable Trust, as Trustee.
- Granted pursuant to the Tiffany & Co. 1998 Directors Option Plan, which complies with Rule 16(b)-3 on January 16, 2003. The option vested in two equal installments on January 16, 2004 and 2005.