Filing Details
- Accession Number:
- 0001391390-12-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-22 17:53:55
- Reporting Period:
- 2012-03-22
- Filing Date:
- 2012-03-22
- Accepted Time:
- 2012-03-22 17:53:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391390 | Boise Inc. | BZ | Papers & Allied Products (2600) | 208356960 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1433998 | A Robert Warren | Boise Inc. 1111 West Jefferson Street, Suite 200 Boise ID 83702-5388 | Executive Vice President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-22 | 40,000 | $8.05 | 128,212 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 2010 Restricted Stock Units | $0.00 | 2013-11-15 | 2013-11-15 | 50,000 | 50,000 | Direct |
Common Stock | 2011 Restricted Stock Units | $0.00 | 2013-03-15 | 2014-03-17 | 21,034 | 21,034 | Direct |
Common Stock | 2012 Restricted Stock Units | $0.00 | 2013-03-15 | 2015-03-16 | 30,120 | 30,120 | Direct |
Common Stock | 2011 Stock Options | $8.55 | 2013-03-15 | 41,438 | 41,438 | Direct | |
Common Stock | 2012 Stock Options | $8.24 | 2013-03-15 | 60,525 | 60,525 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-11-15 | 50,000 | 50,000 | Direct |
2014-03-17 | 21,034 | 21,034 | Direct |
2015-03-16 | 30,120 | 30,120 | Direct |
41,438 | 41,438 | Direct | |
60,525 | 60,525 | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Warren on November 8, 2010.
- The price reported is a weighted average price. These shares were sold in multiple transactions on March 22, 2012, at prices ranging from $8.01 to $8.12, inclusive. Mr. Warren undertakes to provide to any security holder of Boise Inc. or the SEC staff, upon request, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of Boise Inc. common stock.
- On November 1, 2010, Mr. Warren was awarded 50,000 restricted stock units (RSUs) under the Boise Inc. Incentive and Performance Plan upon his election as our executive vice president and chief operating officer. These service-condition vesting RSUs will vest on November 15, 2013.
- On March 15, 2011, Mr. Warren was awarded 21,034 restricted stock units (RSUs) under the Boise Inc. Incentive and Performance Plan. These service-condition vesting RSUs vest as follows: one half (1/2) will vest on March 15, 2013, and one half (1/2) will vest on March 17, 2014.
- On March 15, 2012, Mr. Warren was awarded 30,120 restricted stock units (RSUs) under the Boise Inc. Incentive and Performance Plan. These service-condition vesting RSUs vest as follows: one third (1/3) will vest on March 15, 2013, one third (1/3) will vest on March 17, 2014, and one third (1/3) will vest on March 16, 2015.
- Reflects an award of nonqualified stock options under the Boise Inc. Incentive and Performance Plan. In general, these options expire ten years after the award date. Termination of employment may shorten the exercise period, as described in the stock option award agreement.