Filing Details

Accession Number:
0001127602-12-011303
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-19 20:19:41
Reporting Period:
2012-03-15
Filing Date:
2012-03-19
Accepted Time:
2012-03-19 20:19:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72741 Northeast Utilities NU Electric Services (4911) 042147929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415289 M Jean Lavecchia C/O Northeast Utilities
107 Selden Street
Berlin CT 06037
Vp-Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $5.00 Par Value Disposition 2012-03-15 918 $36.74 30,908 No 4 F Direct
Common Shares, $5.00 Par Value Disposition 2012-03-16 500 $36.53 30,408 No 4 S Direct
Common Shares, $5.00 Par Value Disposition 2012-03-16 550 $0.00 29,858 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $5.00 Par Value 2,833 Indirect 401k Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, $5.00 Par Value Phantom Shares $0.00 578 578 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
578 578 Direct
Footnotes
  1. Disposition of performance shares under the 2009 - 2011 Long Term Incentive Plan, previously reported on February 21, 2012, to satisfy tax withholding obligations.
  2. Includes restricted share units and reinvested dividend equivalents thereon.
  3. Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.
  4. Matching contributions on reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.