Filing Details
- Accession Number:
- 0001144204-12-015994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 19:13:35
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 19:13:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5117 | Emtec Inc | ETEC.PK | Services-Business Services, Nec (7389) | 870273300 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1337253 | Dinesh Desai | 11 Diamond Rd Springfield NJ US 07081 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-15 | 2,500 | $0.98 | 1,203,814 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,022,488 | Indirect | By DARR Westwood LLC |
Common Stock | 600,000 | Indirect | By DARR Emtec LLC |
Footnotes
- The shares reported herein are directly beneficially owned by DARR Westwood LLC, a limited liability company of which Mr. Desai is the sole member.
- The shares reported herein are directly owned by DARR Emtec LLC ("DARR Emtec"), a limited liability company of which DARR Westwood LLC is the managing member. Mr. Desai is the sole member of DARR Westwood LLC and may be deemed to have beneficial ownership over the shares beneficially owned by DARR Emtec. However, Mr. Desai disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interests herein.
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2012