Filing Details

Accession Number:
0001209191-12-019025
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-19 17:01:04
Reporting Period:
2012-03-15
Filing Date:
2012-03-19
Accepted Time:
2012-03-19 17:01:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1463405 John Desimone 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-15 8,401 $69.57 31,672 No 4 S Direct
Common Stock Acquisiton 2012-03-15 53,700 $6.82 85,372 No 4 M Direct
Common Stock Disposition 2012-03-15 27,828 $70.75 57,544 No 4 D Direct
Common Stock Acquisiton 2012-03-15 25,000 $6.82 82,544 No 4 M Direct
Common Stock Disposition 2012-03-15 12,956 $70.75 69,588 No 4 D Direct
Common Stock Disposition 2012-03-16 37,916 $70.50 31,672 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2012-03-15 53,700 $0.00 53,700 $6.82
Common Stock Stock Appreciation Rights Disposition 2012-03-15 25,000 $0.00 25,000 $6.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-27 No 4 M Direct
50,000 2019-02-27 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2011.
  2. These stock appreciation rights were fully vested as of February 27, 2012.
  3. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which one-third vested February 27, 2012, one-third will vest February 27, 2013 and the remaining one-third will vest February 27, 2014.