Filing Details
- Accession Number:
- 0001209191-12-019025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 17:01:04
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 17:01:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1463405 | John Desimone | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-15 | 8,401 | $69.57 | 31,672 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-03-15 | 53,700 | $6.82 | 85,372 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-15 | 27,828 | $70.75 | 57,544 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2012-03-15 | 25,000 | $6.82 | 82,544 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-15 | 12,956 | $70.75 | 69,588 | No | 4 | D | Direct | |
Common Stock | Disposition | 2012-03-16 | 37,916 | $70.50 | 31,672 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2012-03-15 | 53,700 | $0.00 | 53,700 | $6.82 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-03-15 | 25,000 | $0.00 | 25,000 | $6.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-27 | No | 4 | M | Direct | |
50,000 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2011.
- These stock appreciation rights were fully vested as of February 27, 2012.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which one-third vested February 27, 2012, one-third will vest February 27, 2013 and the remaining one-third will vest February 27, 2014.