Filing Details
- Accession Number:
- 0000707605-12-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 14:41:07
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 14:41:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707605 | Ameriserv Financial Inc | ASRV | National Commercial Banks (6021) | 251424278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364582 | L Dan Hummel | PA | Exec.. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2012-03-15 | 73 | $2.76 | 19,234 | No | 4 | P | Direct | |
| Common | Acquisiton | 2012-03-15 | 5,715 | $2.69 | 24,949 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $2.75 | 2013-03-15 | 2022-03-15 | 9,895 | 18,895 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-03-15 | 9,895 | 18,895 | Direct |
Footnotes
- Mr. Hummel also owns 96.3560 Trust Preferred Securities.
- Employee stock bonus purchased by the Company.
- These stock options shall vest in three equal annual installments on the first through third anniversaries of the date of grant.
Billionaire Hedge Funds
