Filing Details
- Accession Number:
- 0001181431-12-017931
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-16 14:21:06
- Reporting Period:
- 2012-03-07
- Filing Date:
- 2012-03-16
- Accepted Time:
- 2012-03-16 14:21:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1084817 | Responsys Inc | MKTG | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078748 | B William Elmore | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-07 | 15,331 | $10.33 | 17,000 | No | 4 | S | Indirect | By Elmore Family Investments, LP |
Common Stock | Disposition | 2012-03-08 | 17,000 | $10.27 | 0 | No | 4 | S | Indirect | By Elmore Family Investments, LP |
Common Stock | Disposition | 2012-03-14 | 33,843 | $10.03 | 0 | No | 4 | S | Indirect | By William Elmore Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Elmore Family Investments, LP |
No | 4 | S | Indirect | By Elmore Family Investments, LP |
No | 4 | S | Indirect | By William Elmore Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,326,192 | Indirect | By Foundation Capital II, LP |
Common Stock | 2,276,856 | Indirect | By Foundation Capital Leadership Fund, LP |
Common Stock | 497,197 | Indirect | By Foundation Capital II Entrepreneurs Fund, LLC |
Common Stock | 248,599 | Indirect | By Foundation Capital II Principlas Fund, LLC |
Common Stock | 76,713 | Indirect | By Foundation Capital Leadership Principals Fund, LLC |
Footnotes
- On 03/07/2012, Elmore Family Investments, L.P. sold 15,331 shares of stock. William Elmore is a General Partner of Elmore Family Investments, L.P. and may be deemed to share voting and investment power over the shares owned by Elmore Family Investments, L.P. Mr. Elmore disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- Foundation Capital Management Co. II, LLC ("FC2M") serves as the sole Manager of Foundation Capital II, L.P. ("FC2"), Foundation Capital II Entrepreneurs Fund, LLC ("FC2E"), and Foundation Capital II Principals Fund, LLC ("FC2P"). James Anderson, William Elmore, Kathryn Gould, Paul Koontz and Mike Schuh are Managing Members of FC2M. FC2M exercises sole voting and investment power over the shares owned by FC2, FC2E, and FC2P. As Managing Members of FC2M, Ms. Gould and Mssrs. Anderson, Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FC2, FC2E, and FC2P. Each of the Managing Members of FC2M disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.
- FC Leadership Management Co., LLC ("FCLM") serves as the sole Manager of Foundation Capital Leadership Fund, L.P. ("FCL") and Foundation Capital Leadership Principals Fund, LLC ("FCLP"). William Elmore, Kathryn Gould, Paul Koontz, and Mike Schuh are Managing Members of FCLM. FCLM exercises sole voting and investment power over the shares owned by FCL and FCLP. As Managing Members of FCLM, Ms. Gould and Mssrs. Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FCL and FCLP. Each of the Managing Members of FCLM disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.
- Shares held by William Elmore as trustee of the William Elmore Revocable Trust.
- Shares owned by Elmore Family Investments, L.P. Mr. Elmore is a General Partner of Elmore Family Investments, L.P. and may be deemed to share voting and investment power over the shares owned by Elmore Family Investments, L.P. Mr. Elmore disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- On 03/08/2012, Elmore Family Investments, L.P. sold 17,000 shares of stock. William Elmore is a General Partner of Elmore Family Investments, L.P. and may be deemed to share voting and investment power over the shares owned by Elmore Family Investments, L.P. Mr. Elmore disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- On 03/14/2012, the William Elmore Revocable Trust sold 33,843 shares of stock.