Filing Details
- Accession Number:
- 0001019687-12-000956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-15 20:12:05
- Reporting Period:
- 2012-03-14
- Filing Date:
- 2012-03-15
- Accepted Time:
- 2012-03-15 20:12:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704562 | Peregrine Pharmaceuticals Inc | PPHM | Pharmaceutical Preparations (2834) | 953698422 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244108 | S Eric Swartz | 14282 Franklin Avenue Tustin CA 92780 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.001 Par Value | Acquisiton | 2012-03-14 | 16,000 | $0.62 | 126,000 | No | 4 | P | Indirect | By Highlight Fund, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Highlight Fund, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.001 Par Value | 107,739 | Indirect | By Swartz Ventures, Inc. |
Common Stock, $.001 Par Value | 438,379 | Direct |
Footnotes
- Includes 52,978 shares held in an Individual Retirement Account (IRA) for the benefit of Eric S. Swartz.