Filing Details
- Accession Number:
- 0001108426-12-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-15 18:39:47
- Reporting Period:
- 2012-03-14
- Filing Date:
- 2012-03-15
- Accepted Time:
- 2012-03-15 18:39:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1108426 | Pnm Resources Inc | PNM | Electric Services (4911) | 850019030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536511 | N. Ronald Darnell | Alvarado Square Ms 0920 Albuquerque NM 87158 | Sr. Vp, Public Policy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-14 | 1,870 | $18.42 | 14,759 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $0.00 | 3,434 | 3,434 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,434 | 3,434 | Direct |
Footnotes
- The stock was sold for the purpose of providing a source of funds for payment of tax liability relating to the vesting of equity awards received under the Omnibus Performance Equity Plan.
- Based on the closing price on the date of the grant.
- The options vest in three equal annual installments from grant date of issuance.
- The options expire 10 years from grant date.
Billionaire Hedge Funds
