Filing Details
- Accession Number:
- 0001108426-12-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-15 18:36:49
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-15
- Accepted Time:
- 2012-03-15 18:36:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108426 | Pnm Resources Inc | PNM | Electric Services (4911) | 850019030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1350048 | N Charles Eldred | Alvarado Square Ms-2850 Albuquerque NM 87158 | Exec Vp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-15 | 15,500 | $18.45 | 66,689 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $0.00 | 66,670 | 66,670 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
66,670 | 66,670 | Direct |
Footnotes
- The stock was sold for the purpose of providing a source of funds for payment of tax liability relating to the vesting of equity awards received under the Omnibus Performance Equity Plan.
- Based on the closing price on the date of the grant.
- The options vest in three equal annual installments from grant date of issuance.
- The options expire 10 years from grant date.