Filing Details

Accession Number:
0001127602-12-010799
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-15 18:30:51
Reporting Period:
2012-03-13
Filing Date:
2012-03-15
Accepted Time:
2012-03-15 18:30:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901737 D Howard Schultz 2401 Utah Avenue South, Suite 800
Seattle WA 98134
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-16 200,000 $0.00 17,620,456 No 5 G Direct
Common Stock Disposition 2012-02-01 740,700 $0.00 0 No 5 G Indirect by spouse
Common Stock Disposition 2012-02-01 740,700 $0.00 0 No 5 G Indirect by GRAT
Common Stock Acquisiton 2012-03-13 1,100,000 $15.23 18,720,456 No 4 M Direct
Common Stock Disposition 2012-03-13 1,100,000 $52.05 17,620,456 No 4 S Direct
Common Stock Acquisiton 2012-03-14 234,700 $8.64 17,855,156 No 4 M Direct
Common Stock Disposition 2012-03-14 234,700 $52.79 17,620,456 No 4 S Direct
Common Stock Acquisiton 2012-03-15 400,300 $8.64 18,020,756 No 4 M Direct
Common Stock Disposition 2012-03-15 400,300 $52.89 17,620,456 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect by spouse
No 5 G Indirect by GRAT
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-03-13 1,100,000 $0.00 1,100,000 $15.23
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-03-14 234,700 $0.00 234,700 $8.64
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-03-15 400,300 $0.00 400,300 $8.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-11-20 No 4 M Direct
2,480,247 2018-11-17 No 4 M Direct
2,079,947 2018-11-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 295,000 Indirect Family Owned LLC
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $51.9300 to $52.1268. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. This transaction was executed in multiple trades at prices ranging from $52.7200 to $52.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. This transaction was executed in multiple trades at prices ranging from $52.8400 to $52.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The option became exercisable in two increments of 366,667 shares each on October 1, 2004 and October 1, 2005 and one increment of 366,666 shares on October 1, 2006. The option expires on November 20, 2013.
  5. The option became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018.