Filing Details
- Accession Number:
- 0001140361-12-016037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-15 17:59:27
- Reporting Period:
- 2012-03-13
- Filing Date:
- 2012-03-15
- Accepted Time:
- 2012-03-15 17:59:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194089 | S William Sheridan | 1334 York Avenue New York NY 10021 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-13 | 1,200 | $0.00 | 29,834 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2012-03-14 | 17,500 | $22.11 | 47,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-14 | 17,500 | $38.62 | 29,834 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-15 | 10,000 | $0.00 | 39,834 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2012-03-15 | 4,607 | $0.00 | 35,227 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2012-03-14 | 17,500 | $0.00 | 17,500 | $22.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,000 | 2012-02-09 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- Performance share units that have vested and are settled in common stock as a result of the fulfillment of all or partial pre-tax earnings target.
- Not Applicable
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.43 to $38.78, inclusive
- Granted under the Issuers 1997 Stock Option Plan
Billionaire Hedge Funds
