Filing Details
- Accession Number:
- 0001181431-12-017713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-15 16:50:35
- Reporting Period:
- 2012-03-13
- Filing Date:
- 2012-03-15
- Accepted Time:
- 2012-03-15 16:50:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018113 | F Steven Kaplan | C/O Pegasystems Inc. 101 Main Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-13 | 10,000 | $10.38 | 33,725 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-13 | 2,760 | $37.62 | 30,965 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-03-13 | 7,240 | $37.62 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options - Right to Acquire | Disposition | 2012-03-13 | 10,000 | $0.00 | 10,000 | $10.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-06-04 | 2012-06-04 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of sale prices on 3/13/2012, ranging from $37.60 to $37.67.
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- All options vested immediately upon grant.
Billionaire Hedge Funds
