Filing Details
- Accession Number:
- 0000814453-12-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-15 09:44:13
- Reporting Period:
- 2012-03-14
- Filing Date:
- 2012-03-15
- Accepted Time:
- 2012-03-15 09:44:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814453 | Newell Rubbermaid Inc | NWL | Plastics Products, Nec (3089) | 363514169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1426849 | B. John Ellis | C/O Newell Rubbermaid Inc. 3 Glenlake Pkwy. Atlanta GA 30328 | V.p., Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-14 | 3,600 | $12.84 | 15,755 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-14 | 11,200 | $7.71 | 26,955 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-14 | 3,250 | $18.85 | 23,705 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-14 | 350 | $18.70 | 23,355 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-14 | 7,515 | $18.75 | 15,840 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-14 | 3,385 | $18.76 | 12,455 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-14 | 300 | $18.77 | 12,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | Disposition | 2012-03-14 | 3,600 | $0.00 | 3,600 | $12.84 |
| Common Stock | Options (Right to Buy) | Disposition | 2012-03-14 | 11,200 | $0.00 | 11,200 | $7.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,400 | 2018-11-11 | No | 4 | M | Direct | |
| 0 | 2012-02-11 | 2019-02-11 | No | 4 | M | Direct |
Footnotes
- Options became exercisable in equal installments on November 11, 2009, 2010 & 2011
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