Filing Details
- Accession Number:
- 0001181431-12-017428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 20:10:46
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 20:10:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192741 | G Eva Tang | 1544 Manor Gate Drive Hacienda Heights CA 91745-3833 | Sr. Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-02-15 | 2,651 | $0.00 | 9,982 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2012-03-01 | 20 | $36.38 | 10,002 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2012-03-13 | 1,020 | $25.92 | 11,022 | No | 4 | M | Direct | |
Common Shares | Disposition | 2012-03-13 | 1,020 | $38.00 | 10,002 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-03-13 | 1,020 | $0.00 | 1,020 | $25.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-01-02 | 2015-01-02 | No | 4 | M | Direct |
Footnotes
- DER units credited on 3/1/2012 as dividend at FMV