Filing Details
- Accession Number:
- 0001181431-12-017397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 19:51:38
- Reporting Period:
- 2012-03-13
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 19:51:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405073 | Approach Resources Inc | AREX | Crude Petroleum & Natural Gas (1311) | 510424817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417080 | P. Steven Smart | One Ridgmar Centre 6500 W. Freeway, Suite 800 Fort Worth TX 76116 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-03-13 | 28,845 | $3.33 | 343,189 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-13 | 5,945 | $35.85 | 337,244 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-13 | 200 | $36.18 | 337,044 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2012-03-13 | 28,845 | $0.00 | 28,845 | $3.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-01 | No | 4 | M | Direct |
Footnotes
- Exercise of employee stock options granted under the 2003 Stock Option Plan.
- Sale of shares to pay the exercise price of the employee stock options and satisfy the reporting person's tax withholding obligations.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.16 to $36.09, inclusive. The reporting person undertakes to provide to Approach Resources Inc. ("Approach"), any security holder of Approach, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.16 to $36.19, inclusive.
- The options vested in equal amounts on each of August 16, 2004, January 1, 2005 and January 1, 2006.
Billionaire Hedge Funds
