Filing Details
- Accession Number:
- 0001181431-12-017387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 19:30:14
- Reporting Period:
- 2012-03-12
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 19:30:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520608 | A. Emily Ashworth | 1025 Laurel Oak Road Voorhees NJ 08043 | Vp & Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-12 | 780 | $21.50 | 4,098 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-12 | 1,061 | $21.50 | 5,159 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-12 | 2,065 | $20.70 | 7,224 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-12 | 1,284 | $22.31 | 8,508 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-12 | 2,497 | $27.08 | 11,005 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-12 | 7,687 | $34.10 | 3,318 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-12 | 725 | $34.10 | 2,593 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-12 | 780 | $0.00 | 780 | $21.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-12 | 1,061 | $0.00 | 1,061 | $21.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-12 | 2,065 | $0.00 | 2,065 | $20.70 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-12 | 1,284 | $0.00 | 1,284 | $22.31 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-12 | 2,497 | $0.00 | 2,497 | $27.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,384 | 2013-12-31 | No | 4 | M | Direct | |
| 29,323 | 2014-12-31 | No | 4 | M | Direct | |
| 27,258 | 2015-12-31 | No | 4 | M | Direct | |
| 25,974 | 2016-12-31 | No | 4 | M | Direct | |
| 23,477 | 2017-12-31 | No | 4 | M | Direct |
Footnotes
- The Option Award (Grant 1) granted on April 22, 2008, became exercisable on January 1, 2010.
- The Option Award (Grant 2) granted on April 22, 2008, became exercisable on January 1, 2011.
- The Option Award granted on February 20, 2009, representing a right to purchase a total of 8,723 shares at $20.70, vested in equal installments on January 1, 2010, 2011 and 2012.
- The Option Award granted on February 25, 2010, representing a right to purchase a total of 9,661 shares at $22.31, vests in equal installments on January 1, 2011, 2012 and 2013.
- The Option Award granted on February 24, 2011, representing a right to purchase a total of 10,358 shares at $27.08, vests in equal installments on January 1, 2012, 2013 and 2014.
Billionaire Hedge Funds
