Filing Details
- Accession Number:
- 0001209191-12-018288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 16:42:51
- Reporting Period:
- 2012-03-12
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 16:42:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868368 | Rochester Medical Corporation | ROCM | Surgical & Medical Instruments & Apparatus (3841) | 411613227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033088 | J Anthony Conway | 500 Prospect Street Chatfield MN 55923 | President And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-12 | 30,000 | $9.71 | 806,404 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 63,755 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy | $4.13 | 2004-01-02 | 2013-01-02 | 16,000 | 16,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $4.63 | 2005-01-02 | 2014-01-02 | 16,000 | 16,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $4.70 | 2006-01-01 | 2015-01-01 | 40,000 | 40,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $5.70 | 2007-01-26 | 2016-01-26 | 1,844 | 1,844 | Direct |
| Common Stock | Stock Option (Right to Buy) | $5.70 | 2007-01-26 | 2016-01-26 | 18,156 | 18,156 | Direct |
| Common Stock | Stock Option (Right to Buy) | $12.30 | 2007-11-21 | 2016-11-21 | 40,000 | 40,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $11.23 | 2009-02-06 | 2018-02-06 | 30,000 | 30,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $11.27 | 2010-02-03 | 2019-02-03 | 30,000 | 30,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $12.27 | 2011-01-28 | 2020-01-28 | 30,000 | 30,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $10.72 | 2012-01-27 | 2021-01-27 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-01-02 | 16,000 | 16,000 | Direct |
| 2014-01-02 | 16,000 | 16,000 | Direct |
| 2015-01-01 | 40,000 | 40,000 | Direct |
| 2016-01-26 | 1,844 | 1,844 | Direct |
| 2016-01-26 | 18,156 | 18,156 | Direct |
| 2016-11-21 | 40,000 | 40,000 | Direct |
| 2018-02-06 | 30,000 | 30,000 | Direct |
| 2019-02-03 | 30,000 | 30,000 | Direct |
| 2020-01-28 | 30,000 | 30,000 | Direct |
| 2021-01-27 | 30,000 | 30,000 | Direct |
Footnotes
- The price in Column 4 is a weighted average. The prices actually received ranged from $9.64 to $9.81. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
- 100% vested on 1/26/2007.
- Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008.
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