Filing Details

Accession Number:
0001209191-12-018266
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-14 16:27:00
Reporting Period:
2012-03-09
Filing Date:
2012-03-14
Accepted Time:
2012-03-14 16:27:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332602 Caribou Coffee Company Inc. CBOU Retail-Eating & Drinking Places (5810) 411731219
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444796 J. Timothy Hennessy C/O Caribou Coffee Company, Inc.
3900 Lakebreeze Ave., North
Brooklynn Center MN 55429
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-09 19,048 $16.70 123,742 No 4 A Direct
Common Stock Disposition 2012-03-12 13,285 $16.50 123,729 No 4 S Direct
Common Stock Disposition 2012-03-13 16,329 $16.50 107,400 No 4 S Direct
Common Stock Disposition 2012-03-14 3,786 $15.95 103,614 No 4 S Direct
Common Stock Disposition 2012-03-14 2,209 $15.92 101,405 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2012-03-13 6,250 $16.50 6,250 $3.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
73,750 2008-09-09 2018-09-09 No 4 S Direct
Footnotes
  1. Restricted Share Grant approved by the Compensation Committee. Restricted Shares vest 25% per year begining on 03/9/2013.
  2. Partial disposition of securities to pay state and federal taxes immediately due on vesting restricted stock.