Filing Details
- Accession Number:
- 0001209191-12-018266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 16:27:00
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 16:27:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332602 | Caribou Coffee Company Inc. | CBOU | Retail-Eating & Drinking Places (5810) | 411731219 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1444796 | J. Timothy Hennessy | C/O Caribou Coffee Company, Inc. 3900 Lakebreeze Ave., North Brooklynn Center MN 55429 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-09 | 19,048 | $16.70 | 123,742 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-03-12 | 13,285 | $16.50 | 123,729 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-13 | 16,329 | $16.50 | 107,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-14 | 3,786 | $15.95 | 103,614 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-14 | 2,209 | $15.92 | 101,405 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2012-03-13 | 6,250 | $16.50 | 6,250 | $3.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
73,750 | 2008-09-09 | 2018-09-09 | No | 4 | S | Direct |
Footnotes
- Restricted Share Grant approved by the Compensation Committee. Restricted Shares vest 25% per year begining on 03/9/2013.
- Partial disposition of securities to pay state and federal taxes immediately due on vesting restricted stock.