Filing Details
- Accession Number:
- 0001209191-12-018182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 15:00:14
- Reporting Period:
- 2012-03-13
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 15:00:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316656 | Dresser-Rand Group Inc. | DRC | Engines & Turbines (3510) | 201780492 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1332652 | Christopher Rossi | 10205 Westheimer, Suite 1000 Houston TX 77042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-13 | 24,370 | $25.50 | 51,235 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-13 | 24,370 | $51.00 | 26,865 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-03-13 | 24,370 | $0.00 | 24,370 | $25.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-15 | No | 4 | M | Direct |
Footnotes
- Stock options granted pursuant to the Dresser-Rand 2005 Stock Incentive Plan, exempt under Rule 16b-3. Options vested in four equal annual installments beginning on February 15, 2009.