Filing Details
- Accession Number:
- 0001225208-12-007557
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 14:49:24
- Reporting Period:
- 2012-03-12
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 14:49:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184670 | B Mark Grier | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-12 | 129,234 | $0.00 | 310,219 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-12 | 106,956 | $61.18 | 203,263 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2/10/09 Employee Stock Option (right to buy) | Disposition | 2012-03-12 | 129,234 | $0.00 | 129,234 | $25.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,803 | Indirect | By 401(k) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.11 to $61.33, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Following the transactions reported on this Form 4, Mr. Grier continues to hold 177,750 shares directly and 19,803 shares indirectly in a 401(k) account. Mr. Grier also holds an additional 567,844 vested stock options, 297,900 unvested stock options, 25,513 restricted stock units and 64,048 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The option vests in three equal annual installments beginning on February 10, 2010.
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