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Filing Details

Accession Number:: 0000874214-12-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-03-14 12:58:38
Reporting Period:: 2012-03-12

Filing Date:: 2012-03-14
Accepted Time:: 2012-03-14 12:58:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874214	Ann Inc.	ANN	Retail-Women's Clothing Stores (5621)	133499319

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1393635	E Brian Lynch	C/O Ann Inc. 7 Times Square New York NY 10036	Brand President, Anntaylor	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2012-03-12	1,812	$27.41	177,017	No	4	F	Direct
Common Stock	Acquisiton	2012-03-12	15,000	$23.22	192,017	No	4	M	Direct
Common Stock	Disposition	2012-03-12	15,000	$27.82	177,017	No	4	S	Direct
Common Stock	Acquisiton	2012-03-12	33,334	$2.82	210,351	No	4	M	Direct
Common Stock	Disposition	2012-03-12	33,334	$27.96	177,017	No	4	S	Direct
Common Stock	Acquisiton	2012-03-12	16,667	$7.32	193,684	No	4	M	Direct
Common Stock	Disposition	2012-03-12	16,667	$27.87	177,017	No	4	S	Direct
Common Stock	Acquisiton	2012-03-12	16,667	$14.08	193,684	No	4	M	Direct
Common Stock	Disposition	2012-03-12	16,667	$27.81	177,017	No	4	S	Direct
Common Stock	Acquisiton	2012-03-13	30,000	$0.00	207,017	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	A	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-03-12	15,000	$0.00	15,000	$23.22
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-03-12	33,334	$0.00	33,334	$2.82
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-03-12	16,667	$0.00	16,667	$7.32
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-03-12	16,667	$0.00	16,667	$14.08
Common Stock	Employee Stock option (right to buy)	Acquisiton	2012-03-13	60,000	$0.00	60,000	$27.85

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,000	2018-07-10	No	4	M	Direct
0	2019-03-10	No	4	M	Direct
16,667	2019-06-01	No	4	M	Direct
16,667	2019-09-01	No	4	M	Direct
60,000	2022-03-13	No	4	A	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.76 to $27.86, inclusive. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.80 to $28.12, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.79 to $28, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.74 to $27.91, inclusive.
This represents a grant of restricted stock.
1/4 of the option vested on each of July 10, 2009, 2010, 2011 and the remainder will vest on July 10, 2012.
1/3 of the option vested on each of March 10, 2010, 2011 and 2012.
1/3 of the option vested on June 1, 2010, 1/3 on June 1, 2011 and the remainder will vest on June 1, 2012.
1/3 of the option vested on September 1, 2010, 1/3 on September 1, 2011 and the remainder will vest on September 1, 2012.
Exercisable 1/3 per year on each of the first three anniversaries of the grant date.
This represents a grant of stock options.