Filing Details
- Accession Number:
- 0001209191-12-017845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 17:20:36
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 17:20:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309339 | F Michael Golden | 2100 Roosevelt Avenue Springfield MA 01104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-09 | 100,000 | $1.47 | 383,271 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 100,000 | $7.00 | 283,271 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-03-09 | 100,000 | $0.00 | 100,000 | $1.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350,000 | 2014-12-06 | No | 4 | M | Direct |
Footnotes
- Includes 5,960 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2011.
- The shares were sold pursuant to a 10b5-1 Sales Plan dated December 21, 2011.
- 20% of the total number of options granted vested and became exercisable on each of the first five anniversaries of the December 6, 2004 date of grant.
Billionaire Hedge Funds
