Filing Details
- Accession Number:
- 0001209191-12-017839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 17:16:00
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 17:16:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397911 | Lpl Investment Holdings Inc. | LPLA | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 203717839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487484 | Christopher Feeney | C/O Lpl Investment Holdings Inc. One Beacon Street Boston MA 02108 | Md, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-09 | 4,300 | $18.04 | 4,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-09 | 4,300 | $36.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2012-03-09 | 4,300 | $0.00 | 4,300 | $18.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,700 | 2019-02-12 | No | 4 | M | Direct |
Footnotes
- This option is currently exercisable for 12,000 shares. This option is excersiable in 20% increments on each of February 12, 2010, 2011, 2012, 2013 and 2014.