Filing Details

Accession Number:
0001209191-12-017839
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-13 17:16:00
Reporting Period:
2012-03-09
Filing Date:
2012-03-13
Accepted Time:
2012-03-13 17:16:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Investment Holdings Inc. LPLA Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 203717839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487484 Christopher Feeney C/O Lpl Investment Holdings Inc.
One Beacon Street
Boston MA 02108
Md, Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-09 4,300 $18.04 4,300 No 4 M Direct
Common Stock Disposition 2012-03-09 4,300 $36.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2012-03-09 4,300 $0.00 4,300 $18.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,700 2019-02-12 No 4 M Direct
Footnotes
  1. This option is currently exercisable for 12,000 shares. This option is excersiable in 20% increments on each of February 12, 2010, 2011, 2012, 2013 and 2014.