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Home > Insider Trading > Filing (0001209191-12-017836)

Filing Details

Accession Number:: 0001209191-12-017836
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-03-13 17:11:17
Reporting Period:: 2012-03-09

Filing Date:: 2012-03-13
Accepted Time:: 2012-03-13 17:11:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Investment Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405298	S James Putnam	C/O Lpl Investment Holdings Inc. One Beacon Street Boston MA 02108		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-03-09	40,000	$36.00	302,197	No	4	S	Indirect	Held by Reporting Person's spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Reporting Person's spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	404,730	Direct

Footnotes

The Reporting Person disclaims beneficial ownership of these shares.