Filing Details

Accession Number:
0001225208-12-007452
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-13 16:39:35
Reporting Period:
2012-03-09
Filing Date:
2012-03-13
Accepted Time:
2012-03-13 16:39:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187441 J Richard Carbone 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-09 48,917 $0.00 147,932 No 4 M Direct
Common Stock Acquisiton 2012-03-09 48,463 $0.00 196,395 No 4 M Direct
Common Stock Disposition 2012-03-09 111,479 $62.08 84,916 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/10/04 Employee Stock Option (right to buy) Disposition 2012-03-09 48,917 $0.00 48,917 $45.00
Common Stock 2/10/09 Employee Stock Option (right to buy) Disposition 2012-03-09 48,463 $0.00 48,463 $25.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-10 No 4 M Direct
0 2019-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,065 Indirect By 401(k)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.79 to $62.32, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Following the transactions reported on this Form 4, Mr. Carbone continues to hold 80,770 shares directly and 1,065 shares indirectly in a 401(k) account. Mr. Carbone also holds an additional 200,371 vested stock options, 81,554 unvested stock options, 4,146 restricted stock units and 16,790 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. The option vests in three equal annual installments beginning on February 10, 2005.
  4. The option vests in three equal annual installments beginning on February 10, 2010.