Filing Details

Accession Number:
0001071405-12-000027
Form Type:
5/A
Zero Holdings:
No
Publication Time:
2012-03-13 16:13:33
Reporting Period:
2011-12-31
Filing Date:
2012-03-13
Accepted Time:
2012-03-13 16:13:33
Original Submission Date:
2012-03-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
806175 New Leaf Brands Inc. NLEF Bottled & Canned Soft Drinks & Carbonated Waters (2086) 770125664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1071405 Lee Orrie Tawes 100 Wall Street 8Th Floor
New York NY 10005
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-21 90,909 $0.00 23,603,116 No 4 P Direct
Common Stock Acquisiton 2011-04-29 400,000 $0.08 23,603,116 No 4 P Direct
Common Stock Acquisiton 2011-04-29 350,000 $0.08 23,603,116 No 4 P Direct
Common Stock Acquisiton 2011-04-29 8,388,602 $0.08 23,603,116 No 4 P Direct
Common Stock Acquisiton 2011-09-30 602,585 $0.00 23,603,116 No 4 P Direct
Common Stock Acquisiton 2011-11-01 205,500 $0.00 23,603,116 No 4 P Direct
Common Stock Acquisiton 2011-12-31 35,487 $0.00 23,603,116 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2011-01-21 4,803,922 $0.00 4,803,922 $0.15
Common Stock Conv. Note Acquisiton 2011-08-24 1 $0.00 2,410,340 $0.05
Common Stock Conv Note Acquisiton 2011-11-01 1 $0.00 1,000,000 $0.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,496,989 2011-01-21 2016-01-21 No 4 P Direct
8,496,989 2011-08-24 2012-07-23 No 4 P Direct
8,224,262 2011-12-31 2012-10-01 No 4 P Direct
Footnotes
  1. Bonus on conversion of note into Preferred K stock
  2. Bonus on conversion of note into new note.
  3. Distribution from Investment Fund.