Filing Details

Accession Number:
0001534158-12-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-13 15:54:08
Reporting Period:
2012-03-09
Filing Date:
2012-03-13
Accepted Time:
2012-03-13 15:54:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210472 M Kenneth Smith Polyone Center
33587 Walker Road
Avon Lake OH 44012
Sr Vp, Cio & Chro No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-09 7,000 $12.22 128,051 No 4 M Direct
Common Stock Disposition 2012-03-09 7,000 $13.25 121,051 No 4 S Direct
Common Stock Acquisiton 2012-03-12 12,746 $12.22 133,797 No 4 M Direct
Common Stock Disposition 2012-03-12 12,746 $13.27 121,051 No 4 S Direct
Common Stock Acquisiton 2012-03-12 1,283 $12.22 122,334 No 4 M Direct
Common Stock Disposition 2012-03-12 1,283 $13.27 121,051 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2012-03-12 1,283 $0.00 1,283 $12.22
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-03-09 7,000 $0.00 7,000 $12.22
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-03-12 12,746 $0.00 12,746 $12.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-03-26 2012-03-26 No 4 M Direct
12,746 2005-03-26 2012-03-26 No 4 M Direct
0 2005-03-26 2012-03-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,793 Indirect Savings Plan Trust
Footnotes
  1. The purchase price is a weighted average for the purchase transactions. The purchase prices range from a low of $13.25 per share to a high of $13.26 per share. Full information regarding the number of shares purchased at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  2. The purchase price is a weighted average for the purchase transactions. The purchase prices range from a low of $13.25 per share to a high of $13.30 per share. Full information regarding the number of shares purchased at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  3. The information in this report is based on a PolyOne Retirement Savings Plan statement as of March 12, 2012. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. Even though no transaction has occured, this fluctuation may result in an increase or decrease in the number of shares held since the last report filed by the reporting person.