Filing Details
- Accession Number:
- 0001017712-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 15:12:39
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 15:12:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1017712 | Hot Topic Inc | HOTT | Retail-Apparel & Accessory Stores (5600) | 770198182 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248270 | Jim Mcginty | 18305 E. San Jose Ave. City Of Industry CA 91748 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-09 | 25,000 | $4.75 | 58,423 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-09 | 25,000 | $10.04 | 33,423 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-09 | 25,000 | $0.00 | 25,000 | $4.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2009-03-26 | 2018-03-26 | No | 4 | M | Direct |
Footnotes
- The shares described above were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2011.
- Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $9.89 to $10.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vests 25% one year after the date of grant and 6.25% at the end of each quarter thereafter.