Filing Details

Accession Number:
0001071405-12-000026
Form Type:
5/A
Zero Holdings:
No
Publication Time:
2012-03-13 14:48:34
Reporting Period:
2010-12-31
Filing Date:
2012-03-13
Accepted Time:
2012-03-13 14:48:34
Original Submission Date:
2012-03-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
806175 New Leaf Brands Inc. NLEF Bottled & Canned Soft Drinks & Carbonated Waters (2086) 770125664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1071405 Lee Orrie Tawes 100 Wall Street 8Th Floor
New York NY 10005
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-01 350,000 $0.56 14,458,260 No 4 P Direct
Common Stock Acquisiton 2010-09-30 272,727 $0.25 14,458,260 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2010-01-01 350,000 $0.00 350,000 $0.55
Common Stock Conv. Note Acquisiton 2010-09-12 1 $0.00 0 $0.25
Common Stock Warrants Acquisiton 2010-09-21 272,727 $0.00 272,727 $0.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
282,727 2010-01-01 2015-01-01 No 4 D Direct
282,727 2010-09-21 2015-09-12 No 4 P Direct
282,727 2010-09-21 2015-09-21 No 4 P Direct
Footnotes
  1. Distribution without value to staff at Northeast Securties