Filing Details
- Accession Number:
- 0001071405-12-000026
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 14:48:34
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 14:48:34
- Original Submission Date:
- 2012-03-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
806175 | New Leaf Brands Inc. | NLEF | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 770125664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1071405 | Lee Orrie Tawes | 100 Wall Street 8Th Floor New York NY 10005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-01 | 350,000 | $0.56 | 14,458,260 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-30 | 272,727 | $0.25 | 14,458,260 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2010-01-01 | 350,000 | $0.00 | 350,000 | $0.55 |
Common Stock | Conv. Note | Acquisiton | 2010-09-12 | 1 | $0.00 | 0 | $0.25 |
Common Stock | Warrants | Acquisiton | 2010-09-21 | 272,727 | $0.00 | 272,727 | $0.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
282,727 | 2010-01-01 | 2015-01-01 | No | 4 | D | Direct |
282,727 | 2010-09-21 | 2015-09-12 | No | 4 | P | Direct |
282,727 | 2010-09-21 | 2015-09-21 | No | 4 | P | Direct |
Footnotes
- Distribution without value to staff at Northeast Securties