Filing Details
- Accession Number:
- 0001181431-12-016723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 14:27:52
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 14:27:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248189 | H Leslie Cross | C/O Alphatec Spine 5818 El Camino Real Carlsbad CA 92008 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-09 | 59,181 | $2.00 | 59,181 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Common Stock | 200,000 | Direct | |
| Restricted Common Stock | 34,965 | Direct | |
| Common Stock | 30,000 | Direct |
Footnotes
- Consists of 200,000 shares of restricted common stock. All such shares will vest on the anniversary of the date of issuance if certain stock performance measures are achieved.
- Consists of 34,965 shares of restricted common stock. All such shares will vest on the anniversary of the date of issuance if certain stock performance measures are achieved.
- Consists of 30,000 shares purchased in the open market.
- Consists of 59,181 shares purchased in the open market.
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