Filing Details
- Accession Number:
- 0001071405-12-000025
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 14:20:15
- Reporting Period:
- 2008-12-31
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 14:20:15
- Original Submission Date:
- 2012-03-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
806175 | New Leaf Brands Inc. | NLEF | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 770125664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1071405 | Lee Orrie Tawes | 100 Wall Street 8Th Floor New York NY 10005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-12-31 | 0 | $0.00 | 2,151,066 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2008-02-08 | 0 | $0.00 | 100,000 | $0.80 |
Common Stock | Warrant | Acquisiton | 2008-04-04 | 0 | $0.00 | 78,125 | $0.80 |
Common Stock | Warrant | Acquisiton | 2008-07-14 | 0 | $0.00 | 312,500 | $0.80 |
Common Stock | Warrant | Acquisiton | 2008-09-05 | 0 | $0.00 | 150,000 | $0.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,362,617 | 2008-02-08 | 2013-02-08 | No | 4 | P | Direct |
2,362,617 | 2008-04-04 | 2013-04-04 | No | 4 | P | Direct |
236,267 | 2008-07-14 | 2013-07-14 | No | 4 | P | Direct |
2,362,617 | 2008-09-05 | 2013-09-05 | No | 4 | P | Direct |