Filing Details
- Accession Number:
- 0001071405-12-000024
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 14:05:54
- Reporting Period:
- 2007-12-31
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 14:05:54
- Original Submission Date:
- 2012-03-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 806175 | New Leaf Brands Inc. | NLEF | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 770125664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1071405 | Lee Orrie Tawes | 100 Wall Street 8Th Floor New York NY 10005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2007-05-01 | 4,128 | $0.00 | 2,151,066 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Conv. Pfd. | Acquisiton | 2007-03-30 | 0 | $500,800.00 | 626,000 | $0.80 |
| Common Stock | Warrants | Acquisiton | 2007-03-30 | 0 | $0.00 | 475,000 | $0.80 |
| Common Stock | Preferred F | Acquisiton | 2007-05-01 | 0 | $0.00 | 608,500 | $0.75 |
| Common Stock | Preferred H | Acquisiton | 2007-05-01 | 0 | $0.00 | 387,018 | $0.75 |
| Common Stock | Debt | Acquisiton | 2007-05-01 | 0 | $528,500.00 | 660,625 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,721,992 | 2007-03-30 | 2017-03-30 | No | 4 | P | Direct |
| 1,721,992 | 2007-03-30 | 2017-03-30 | No | 4 | P | Direct |
| 1,721,992 | 2007-05-01 | 2017-05-01 | No | 4 | D | Direct |
| 1,721,992 | 2007-05-01 | 2017-05-01 | No | 4 | D | Direct |
| 1,721,992 | 2007-05-01 | 2017-05-01 | No | 4 | D | Direct |
Footnotes
- Dividend of Preferred Series H
- Conversion of Preferred Series F shares
- Conversion of Preferred Series H shares
- Conversion of pre-existing non-convertible debt.
Billionaire Hedge Funds
