Filing Details
- Accession Number:
- 0001071405-12-000022
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 13:26:22
- Reporting Period:
- 2005-12-31
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 13:26:22
- Original Submission Date:
- 2012-03-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
806175 | New Leaf Brands Inc. | NLEF | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 770125664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1071405 | Lee Orrie Tawes | 100 Wall Street 8Th Floor New York NY 10005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2005-03-28 | 101,250 | $1.60 | 473,250 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2005-12-16 | 187,500 | $1.60 | 473,250 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant* | Acquisiton | 2005-02-05 | 15,000 | $0.00 | 15,000 | $1.60 |
Common Stock | Warrant Excercise* | Acquisiton | 2005-03-28 | 101,250 | $0.00 | 101,250 | $1.60 |
Common Stock | Preferred Stock* | Acquisiton | 2005-12-16 | 387,018 | $0.00 | 387,018 | $0.80 |
Common Stock | Warrant* | Acquisiton | 2005-12-16 | 122,724 | $0.00 | 122,724 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
620,992 | 2005-02-05 | 2008-02-05 | No | 4 | P | Direct |
620,992 | 2005-03-28 | 2008-03-28 | No | 4 | D | Direct |
620,992 | 2005-12-16 | 2008-12-16 | No | 4 | P | Direct |
620,992 | 2005-12-16 | 2008-12-16 | No | 4 | P | Direct |
Footnotes
- *Various strike prices