Filing Details
- Accession Number:
- 0000874214-12-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 12:58:17
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 12:58:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874214 | Ann Inc. | ANN | Retail-Women's Clothing Stores (5621) | 133499319 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1159598 | Barbara Eisenberg | C/O Ann Inc. 7 Times Square New York NY 10036 | Evp/General Counsel/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-09 | 8,333 | $14.08 | 40,761 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-09 | 8,333 | $28.00 | 32,428 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-10 | 2,699 | $27.41 | 29,729 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-09 | 8,333 | $0.00 | 8,333 | $14.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,334 | 2019-09-01 | No | 4 | M | Direct |
Footnotes
- Includes holdings of approximately 6,662 shares in the Company's Associate Discount Stock Purchase Plan.
- 1/3 of the option vested on September 1, 2010, 1/3 on September 1, 2011 and the remainder will vest on September 1, 2012