Filing Details
- Accession Number:
- 0001340231-12-000002
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 11:43:45
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 11:43:45
- Original Submission Date:
- 2012-03-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108967 | Cui Global Inc. | CUI | Services-Advertising (7310) | 841463284 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1340231 | J William Clough | Cui Global, Inc. 546 19 Avenue Ne St. Petersburg FL 33704 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-18 | 6,667 | $3.75 | 13,383 | No | 5 | S | Direct | |
Common Stock | Disposition | 2011-12-23 | 3,333 | $4.50 | 13,383 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct | |
No | 5 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant | Disposition | 2011-07-05 | 118,016 | $4.85 | 118,016 | $6.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
85,754 | 2006-07-05 | 2011-07-05 | No | 5 | H | Direct |
Footnotes
- This number represents the number of common shares after a 1:30 common stock reverse split that became effective 2/17/2012.
- This price represents the price after a 1:30 reverse common stock split that became effective 2/17/2012.