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Filing Details

Accession Number:: 0000049071-12-000053
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-03-12 21:32:45
Reporting Period:: 2012-03-09

Filing Date:: 2012-03-12
Accepted Time:: 2012-03-12 21:32:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1085718	C Bonnie Hathcock	Humana Inc. 500 West Main Street Louisville KY 40202	Sr Vp & Chief Human Res. Off	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2012-03-09	41,036	$69.48	65,324	No	4	M	Direct
Humana Common	Acquisiton	2012-03-09	19,351	$41.83	84,675	No	4	M	Direct
Humana Common	Acquisiton	2012-03-09	12,117	$46.40	96,792	No	4	M	Direct
Humana Common	Acquisiton	2012-03-09	7,589	$61.18	104,381	No	4	M	Direct
Humana Common	Disposition	2012-03-09	2,287	$87.39	102,094	No	4	F	Direct
Humana Common	Disposition	2012-03-09	61,207	$87.21	40,887	No	4	S	Direct
Humana Common	Disposition	2012-03-09	15,057	$87.85	25,830	No	4	S	Direct
Humana Common	Disposition	2012-03-09	900	$87.39	24,930	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2012-03-09	41,036	$69.48	41,036	$69.48
Humana Common	Options	Disposition	2012-03-09	19,351	$41.83	19,351	$41.83
Humana Common	Options	Disposition	2012-03-09	12,117	$46.40	12,117	$46.40
Humana Common	Options	Disposition	2012-03-09	7,589	$61.18	7,589	$61.18

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-02-21	No	4	M	Direct
0	2016-02-19	No	4	M	Direct
12,118	2017-02-18	No	4	M	Direct
15,178	2018-02-17	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$88.65	2019-02-23	24,374	24,374	Direct
Humana Common	Restricted Stock Units	$0.00		5,149	5,149	Direct
Humana Common	Restricted Stock Units	$0.00		4,738	4,738	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-02-23	24,374	24,374	Direct
	5,149	5,149	Direct
	4,738	4,738	Direct

Footnotes

Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $86.79 to $87.78. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $87.79 to $88.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.