Filing Details
- Accession Number:
- 0001261380-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-12 19:40:34
- Reporting Period:
- 2012-03-07
- Filing Date:
- 2012-03-12
- Accepted Time:
- 2012-03-12 19:40:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006045 | Iridex Corp | IRIX | Electromedical & Electrotherapeutic Apparatus (3845) | 770210467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219636 | Ruediger Naumann-Etienne | 1212 Terra Bella Avenue Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-07 | 300 | $4.25 | 39,700 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-03-08 | 305 | $4.25 | 39,395 | No | 4 | S | Indirect | See Footnote (1) |
Common Stock | Disposition | 2012-03-09 | 2,000 | $4.25 | 37,395 | No | 4 | S | Indirect | See Footnote (1) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote (1) |
No | 4 | S | Indirect | See Footnote (1) |
Footnotes
- The Reporting Person is a managing director of Lamed Management & Technologie GmbH ("Lamed") and may be deemed to share voting and dispositive power over the shares held by Lamed. The Reporting Person disclaims beneficial ownership of the shares held by Lamed, except to the extent of his pecuniary interest therein.