Filing Details
- Accession Number:
- 0001104659-12-017604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-12 17:24:50
- Reporting Period:
- 2012-03-08
- Filing Date:
- 2012-03-12
- Accepted Time:
- 2012-03-12 17:24:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254533 | Dairiki M Linda Shortliffe | 1172 Castro Street Mountain View CA 94040 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-08 | 8,000 | $6.52 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 8,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 2,000 | $4.59 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 2,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 8,000 | $5.23 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 8,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 2,000 | $4.58 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 2,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 8,000 | $4.00 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 8,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 2,000 | $4.15 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 2,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 8,000 | $2.99 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 8,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 2,000 | $3.13 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 2,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 4,000 | $3.27 | 4,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 4,000 | $21.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-08 | 8,000 | $3.90 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-08 | 8,000 | $21.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 8,000 | $0.00 | 8,000 | $3.90 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 8,000 | $0.00 | 8,000 | $2.99 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 2,000 | $0.00 | 2,000 | $3.13 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 4,000 | $0.00 | 4,000 | $3.27 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 8,000 | $0.00 | 8,000 | $4.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 2,000 | $0.00 | 2,000 | $4.15 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 2,000 | $0.00 | 2,000 | $4.58 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 2,000 | $0.00 | 2,000 | $4.59 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 8,000 | $0.00 | 8,000 | $5.23 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-08 | 8,000 | $0.00 | 8,000 | $6.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-14 | No | 4 | M | Direct | |
| 0 | 2015-06-15 | No | 4 | M | Direct | |
| 0 | 2016-01-30 | No | 4 | M | Direct | |
| 0 | 2016-02-20 | No | 4 | M | Direct | |
| 0 | 2014-06-14 | No | 4 | M | Direct | |
| 0 | 2015-01-24 | No | 4 | M | Direct | |
| 0 | 2014-01-26 | No | 4 | M | Direct | |
| 0 | 2013-04-14 | No | 4 | M | Direct | |
| 0 | 2013-06-13 | No | 4 | M | Direct | |
| 0 | 2012-06-05 | No | 4 | M | Direct |
Footnotes
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
