Filing Details
- Accession Number:
- 0001104659-12-017600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-12 17:24:05
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-12
- Accepted Time:
- 2012-03-12 17:24:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387455 | Lee Perry | 1172 Castro Street Mountain View CA 94040 | Vp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-09 | 4,026 | $4.25 | 4,026 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 4,026 | $20.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 142 | $4.25 | 142 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 142 | $20.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 3,734 | $4.23 | 3,734 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 3,734 | $20.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 16,250 | $6.05 | 16,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 16,250 | $20.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 1,250 | $6.05 | 1,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 1,250 | $20.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 13,541 | $8.74 | 13,541 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 13,541 | $20.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 27,848 | $4.23 | 27,848 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 27,848 | $20.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 20,832 | $8.91 | 20,832 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-09 | 20,832 | $20.96 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-03-09 | 3,734 | $0.00 | 3,734 | $4.23 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-03-09 | 4,026 | $0.00 | 4,026 | $4.25 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-03-09 | 16,250 | $0.00 | 16,250 | $6.05 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-09 | 27,848 | $0.00 | 27,848 | $4.23 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-09 | 142 | $0.00 | 142 | $4.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-09 | 1,250 | $0.00 | 1,250 | $6.05 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-09 | 13,541 | $0.00 | 13,541 | $8.74 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-09 | 20,832 | $0.00 | 20,832 | $8.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,294 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
| 0 | 2017-01-29 | No | 4 | M | Direct | |
| 0 | 2018-01-25 | No | 4 | M | Direct | |
| 2,624 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
| 0 | 2017-01-29 | No | 4 | M | Direct | |
| 0 | 2018-01-25 | No | 4 | M | Direct | |
| 24,588 | 2012-01-21 | 2021-01-21 | No | 4 | M | Direct |
| 8,334 | 2011-01-22 | 2020-01-22 | No | 4 | M | Direct |
Footnotes
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $20.75 to $21.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
