Filing Details
- Accession Number:
- 0001127602-12-010395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-12 16:24:51
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-12
- Accepted Time:
- 2012-03-12 16:24:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789933 | Nacco Industries Inc | NC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 341505819 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247952 | R Claiborne Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 300 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-03-09 | 194 | $99.63 | 29,128 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 6 | $99.77 | 29,122 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 100 | $99.91 | 29,022 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 200 | $99.66 | 28,822 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 100 | $100.01 | 28,722 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 200 | $100.07 | 28,522 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 100 | $100.10 | 28,422 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 100 | $100.19 | 28,322 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 200 | $100.12 | 28,122 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2012-03-09 | 200 | $100.31 | 27,922 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,116 | Indirect | By Assoc II/Spouse |
Class A Common Stock | 3,783 | Indirect | By Spouse/Trust |
Class A Common Stock | 6 | Indirect | By GP |
Class A Common Stock | 40,028 | Indirect | By Assoc II |
Class A Common Stock | 22,385 | Indirect | By RA4 |
Class A Common Stock | 1,975 | Indirect | By RMI (Delaware) |
Class A Common Stock | 9,763 | Indirect | By Assoc II/Son |
Class A Common Stock | 10,027 | Indirect | By Trust (Son) |
Class A Common Stock | 12,763 | Indirect | By Assoc II/Daughter |
Class A Common Stock | 5,272 | Indirect | By Trust (Daughter) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 70,312 | 70,312 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 62,670 | 62,670 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 97,312 | 97,312 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
70,312 | 70,312 | Indirect | |
62,670 | 62,670 | Indirect | |
19 | 19 | Indirect | |
97,312 | 97,312 | Indirect |
Footnotes
- Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
- Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
- RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
- Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.---------