Filing Details
- Accession Number:
- 0001209191-12-017432
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-12 14:28:41
- Reporting Period:
- 2012-03-07
- Filing Date:
- 2012-03-12
- Accepted Time:
- 2012-03-12 14:28:41
- Original Submission Date:
- 2012-03-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1037676 | Arch Coal Inc | ACI | Bituminous Coal & Lignite Surface Mining (1221) | 430921172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464304 | Iii C George Morris | One Cityplace Drive Suite 300 St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-07 | 8,400 | $11.89 | 19,053 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2012-03-07 | 2,500 | $0.00 | 2,500 | $11.85 |
Common Stock | Phantom Stock | Acquisiton | 2012-03-07 | 5,063 | $11.85 | 5,063 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,500 | No | 4 | A | Direct | ||
5,063 | No | 4 | A | Direct |
Footnotes
- The reporting person received 2,500 restricted stock units on March 7, 2012. The restricted stock units vest upon the retirement of the reporting person.
- The restricted stock units do not expire.
- Each share of phantom stock represents a right to receive the value in cash of one share of Arch Coal, Inc. common stock. The shares of phantom stock are held by the director through the Arch Coal, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan") and represent past compensation that the director elected to defer under the Plan into a hypothetical investment in shares of Arch Coal, Inc. common stock and/or dividends attributable to such deferred amounts.
- Shares of phantom stock are payable in cash following termination of the director's service as a director of Arch Coal, Inc. The director may transfer certain portions of the phantom stock account into an alternative investment account at any time.